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Optimizing OA Self-Archiving Mandates: What? Where? When? Why? How?

Harnad, S. (2006) Optimizing OA Self-Archiving Mandates: What? Where? When? Why? How? Technical Report UNSPECIFIED, ECS, University of Southampton. (Unpublished)

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Abstract

With the adoption of Open Access Self-Archiving Mandates worldwide so near, this is the opportune time to think of optimizing how they are formulated. Seemingly small parametric or verbal variants can make a vast difference to their success, speed, and completeness of coverage:
--What to mandate: The primary target content is the author's final, peer-reviewed draft ("postprint") of all journal articles accepted for publication.
--Why to mandate self-archiving: The purpose of mandating OA self-archiving is to maximize research usage and impact by maximizing user access to research findings.
--Where to self-archive: The optimal locus for self-archiving is the author's own OAI-compliant Institutional Repository (IR). (It is highly inadvisable to mandate direct deposit in a Central Repository (CR) -- whether discipline-based, funder-based, multidisciplinary or national. The right way to get OA content into CRs is to harvest it from the IRs (via the OAI protocol).)
--When to self-archive: The author's final, peer-reviewed draft (postprint) should be deposited in the author's IR immediately upon acceptance for publication. (The deposit must be immediate; any allowable delay or embargo should apply only to the access-setting, i.e., whether access to the deposited article is immediately set to Open Access or provisionally set to Closed Access, in which only the author can access the deposited text.)
--How to self-archive: Depositing a postprint in an author's IR and keying in its metadata (author, title, journal, date, etc.) takes less than 10 minutes per paper. Deposit analyses comparing mandated and unmandated self-archiving rates have shown that mandates (and only mandates) work, with self-archiving approaching 100% of annual institutional research output within a few years. Without a mandate, IR content just hovers for years at the spontaneous 15% self-archiving rate.

Creators:Stevan Harnad
Item Type:Technical Report
Keywords:open access, self-archiving, research policy, research impact, citation, institutional repositories, central repositories, self-archiving mandates, institutional policy, funder policy, frpaa, rcuk, nih, pubmed central
Research Group:Intelligence, Agents, Multimedia
Deposited On:13 Oct 2006 by Harnad, Stevan
Alternative Locations:http://openaccess.eprints.org/index.php?/archives/...
ID Code:13098
Last Modified:11 Nov 2009 12:29
Performance Indicator:EZ~01~01~29

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References in Article

Select the SEEK icon to attempt to find the referenced article. If it does not appear to be in this archive you will be forwarded to the paracite service. Poorly formated references will probably not work.

Harnad, S., Carr, L., Brody, T. & Oppenheim, C. (2003) Mandated online RAE CVs Linked to University Eprint Archives: Improving the UK Research Assessment Exercise whilst making it cheaper and easier. Ariadne 35 (April 2003).

http://www.ariadne.ac.uk/issue35/harnad/

Harnad, S. (2005) Making the case for web-based self-archiving. Research Money 19 (16).

http://eprints.ecs.soton.ac.uk/11534/

Harnad, S. (2005) Maximising the Return on UK's Public Investment in Research.

http://eprints.ecs.soton.ac.uk/11220/

http://openaccess.eprints.org/index.php?/archives/28-guid.html

Harnad, Stevan (2005) Australia Is Not Maximising the Return on its Research Investment. In Steele, Prof Colin, Eds. Proceedings National Scholarly Communications Forum 2005, Sydney, Australia.

http://eprints.comp.utas.edu.au:81/archive/00000204/

http://openaccess.eprints.org/index.php?/archives/41-guid.html

Harnad, S. (2006) Opening Access by Overcoming Zeno's Paralysis, in Jacobs, N., Eds. Open Access: Key Strategic, Technical and Economic Aspects, chapter 8. Chandos.

http://eprints.ecs.soton.ac.uk/12094/

Sale, Arthur (2006a) Researchers and institutional repositories, in Jacobs, Neil, Eds. Open Access: Key Strategic, Technical and Economic Aspects, chapter 9, pages 87-100. Chandos Publishing (Oxford) Limited.

http://eprints.comp.utas.edu.au:81/archive/00000257/

Sale, Arthur (2006b) Comparison of IR content policies in Australia. First Monday 11(4).

http://eprints.comp.utas.edu.au:81/archive/00000264/

Sale, Arthur (2006c) The impact of mandatory policies on ETD acquisition. D-Lib Magazine 12(4).

http://eprints.comp.utas.edu.au:81/archive/00000267/

Sale, Arthur (2006d) Generic Risk Analysis - Open Access for your institution. Technical Report, School of Computing, University of Tasmania.

http://eprints.comp.utas.edu.au:81/archive/00000266/

Sale, Arthur (2006e) Maximizing the research impact of your publications. Technical Report, School of Computing, University of Tasmania.

http://eprints.comp.utas.edu.au:81/archive/00000279/

Sale, Arthur (2006f) The acquisition of open access research articles. Technical Report, School of Computing, University of Tasmania.

http://eprints.comp.utas.edu.au:81/archive/00000375/

Shadbolt, N., Brody, T., Carr, L. and Harnad, S. (2006) The Open Research Web: A Preview of the Optimal and the Inevitable, in Jacobs, N., Eds. Open Access: Key Strategic, Technical and Economic Aspects, chapter 21. Chandos.

http://eprints.ecs.soton.ac.uk/12453/

Swan, A. (2006) The culture of Open Access: researchers' views and responses, in Jacobs, N., Eds. Open Access: Key Strategic, Technical and Economic Aspects, chapter 7. Chandos.

http://eprints.ecs.soton.ac.uk/12428/

"What Provosts Need to Mandate" (2003)

http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/subject.html#3241

"Maximising the Return on UK's Public Investment in Research" (2005)

http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/subject,html#4755.html

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