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Why Cornell's Institutional Repository Is Near-Empty

Harnad, S. (2007) Why Cornell's Institutional Repository Is Near-Empty. Technical Report , ECS, University of Southampton. (Unpublished)

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Abstract

Cornell University's Institutional Repository (IR) so far houses only a very small percentage of its own annual research output, even though this output is the target content for Open Access (OA) IRs. As such, Cornell's IR is no different from all other IRs worldwide except those that have already adopted a "Green OA" deposit mandate. Alma Swan's international, multidisciplinary surveys have found that most researchers report they will not deposit without a mandate but will comply willingly if deposit is mandated by their institutions and/or their funders. Arthur Sale's comparative analyses of mandated and unmandated IRs have confirmed this in actual practise. Cornell's IR too has confirmed this with high deposit rates for the few subcollections that are mandated. IRs with Green OA mandates approach 100% OA within about 2 years. The worldwide baseline for unmandated self-archiving is about 15%.
Davis & Connolly's 2007 D-Lib article takes no cognizance of this prior published information. It surveys a sample of Cornell researchers for their attitudes to self-archiving and finds the usual series of uninformed misunderstandings, already long-catalogued and answered in published FAQs. The article then draws some incorrect conclusions derived entirely from incorrect assumptions it first makes, among them the following:

(1) The purpose of Green OA self-archiving is to compete with journals? (No, the purpose is to supplement subscription access by depositing the author's final draft online, free for all users who cannot access the subscription-based version.)
(2) IRs should instead store the "grey literature"? (No, OA's target content is peer-reviewed research.)
(3) IRs are for preservation? (No, they are for research access-provision.)
(4) Some disciplines may not benefit from Green OA self-archiving? (The only disciplines that would not benefit would be those that do not benefit from maximizing the usage and impact of their peer-reviewed journal article output.)

The only thing Cornell needs to do if it wants its IR filled with Cornell's own research output is to mandate it.

Item Type:Technical Report
Creator/Authors:
Stevan Harnad
Keywords:open access, self-archiving, mandates, Institutional Repositories, research policy, Cornell University
Research Group:Current ECS Groups > Web and Internet Science
Old ECS Groups > Intelligence, Agents, Multimedia
Alternative Locations:http://openaccess.eprints.org/index.php?/archives/...
Date:May 2007
Information about this record:
Performance Indicator:EZ~01~01~29
Downloads (2010):33
ID Code:13967
Last Modified:23 Sep 2011 10:34
Deposited On:04 May 2007 by Harnad, Stevan

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References in Article

Select the SEEK icon to attempt to find the referenced article. If it does not appear to be in this archive you will be forwarded to the paracite service. Poorly formated references will probably not work.

Swan, A. (2005) Open access self-archiving: An Introduction. JISC Technical Report.

Swan, Alma and Brown, Sheridan (2005) Open Access self-archiving. An author study. Published by JISC.

Swan, A., Needham, P., Probets, S., Muir, A., Oppenheim, C., O'Brien, A., Hardy, R., Rowland, F. and Brown, S. (2005) Developing a model for e-prints and open access journal content in UK further and higher education. Learned Publishing 18(1) pp. 25-40.

Swan, A. (2006) The culture of Open Access: researchers' views and responses, in Jacobs, N., Eds. Open Access: Key Strategic, Technical and Economic Aspects, chapter 7. Chandos Publishing (Oxford) Limited.

Sale, A. (2006) The Impact of Mandatory Policies on ETD Acquisition. D-Lib Magazine April 2006, 12(4).

Sale, A. (2006) Comparison of content policies for institutional repositories in Australia. First Monday, 11(4), April 2006.

Sale, A. (2006) The acquisition of open access research articles. First Monday, 11(9), October 2006.

Sale, A. (2007) The Patchwork Mandate D-Lib Magazine 13 1/2 January/February

Sale, Arthur (2006) Researchers and institutional repositories, in Jacobs, Neil, Eds. Open Access: Key Strategic, Technical and Economic Aspects, chapter 9, pages 87-100. Chandos Publishing (Oxford) Limited.

Harnad, S., Carr, L., Brody, T. & Oppenheim, C. (2003) Mandated online RAE CVs Linked to University Eprint Archives: Improving the UK Research Assessment Exercise whilst making it cheaper and easier. Ariadne 35 (April 2003).

Harnad, S. (2006) Opening Access by Overcoming Zeno's Paralysis, in Jacobs, N., Eds. Open Access: Key Strategic, Technical and Economic Aspects, chapter 8. Chandos Publishing (Oxford) Limited. .

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